Hinckley Allen’s Securities Group provides strategic advice on all aspects of federal and state securities law and regulation. Whether you are an issuer, underwriter, investor, corporate officer or director – we can offer insightful guidance and best practices that will enable you to navigate successfully the maze of applicable regulations.

A Close Working Relationship

We will work very closely with you to gain a deep understanding of your organization and its business objectives. This in-depth knowledge allows us to anticipate potential pitfalls and advise you on how best to adjust to an ever-shifting regulatory landscape (of which Dodd-Frank is just the latest wrinkle). In the end, we seek to minimize your cost of compliance and enable your company to grow unhindered by regulatory concerns.

Our Services

Hinckley Allen’s Securities Group offers sophisticated advice on all aspects of federal and state securities law and regulation. Specific services include:

  • Equity & Debt Offerings
  • Mergers & Acquisitions
  • Recapitalizations
  • Going Private Transactions
  • Bankruptcy Reorganizations
  • Cross-Border Transactions
  • Shareholder Campaigns
  • Executive Compensation Matters
  • Securities Exchange Act Compliance
  • Investment Company Act Registration and Exemptions
  • Public Finance Transactions
  • Broker-Dealer and Investment Adviser Matters
  • Corporate Governance
  • Resales of Restricted Securities
  • Shareholder Litigation

For detailed descriptions of our service offerings, please click here.

Who We Serve

We advise issuers, underwriters, investors, corporate officers and directors on all aspects of securities law. Our clients include public and private corporations, partnerships, and limited liability companies as well as executives and entrepreneurs in a wide variety of industries.

For detailed descriptions of the types of clients we serve, click here.

Contact

To learn more about our Securities practice, please contact any of the following: